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JUNIOR COMPLIANCE OFFICER (M/F)

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  • Job Title: JUNIOR COMPLIANCE OFFICER (M/F)
  • Contract Type: Permanent
  • Location: Luxembourg
  • Salary: Market related
  • Start Date: 05-10-2022
  • Reference: JO0000004731
  • Contact Name: Sonia Koulikoff
  • Contact Email: Benjamin.bodson@dorecruit.com
  • Job published: 5 October 2022

JUNIOR COMPLIANCE OFFICER (M/F)

THE JOB:
DO Recruitment Advisors are recruiting a Compliance officer for a reputable Asset Management company. Based in Luxembourg, you will be responsible for supporting the Compliance activities across their value chain and their UCITS Management Company and AIFM, established in Luxembourg and operating branches and subsidiaries in Europe, Latin America and Asia.
The Luxembourg Compliance team is an experienced team of 3 professionals with solid technical and business expertise as well as ethical standards. Reporting to the Head of Compliance, the team strives to achieve its mission with the highest standards, while  encouraging an open and collaborative work approach, within the Compliance team but also towards other units, approaching the business with a “yes-if” attitude.
The Compliance team seeks to provide the business with a proactive support and constructive challenge and carries out its work developing a sound business and regulatory understanding, while seeking to provide clear and risk-based recommendations.
The responsibilities involve the following:
– Keeping abreast of legal and regulatory standards impacting investment funds, distribution and governance aspects, partnering with Legal teams as relevant.
– Contributing to the design and delivery of the Compliance plan of activities.
– Building productive and efficient relationships across Sales, Marketing and Legal/Governance units.
– Maintaining the Compliance framework of the Luxembourg UCITS Management Company and AIFM, providing technical advice and training as relevant.
– Reporting as appropriate to the Head of Luxembourg Compliance.

THE CANDIDATE PROFILE:
– Relevant experience with investment funds in ac ompliance role of at least one year.
– Analytical mindset gained from an auditing, consulting or control-function experience.
– Should be comfortable in evolving in a global matrix organisation.
– Be pragmatic and client-oriented.
– Should be a team-oriented person , with a developed sense of ownership, initiative and autonomy.

THE CLIENT:
Our client is a reputable Asset Management company.

At the final stages of the recruitment process, some of our clients could ask the successful candidate to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.#DO

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