AML SPEACIALIST (M/F)
DO Recruitment Advisors is delighted to recruit on behalf of a prestigious service provide, an AML SPEACIALIST (m/f). The client is searching for someone with an in-depth knowledge and experience within compliance and regulations within the Financial Services Industry in Luxembourg. This is a role for someone experienced, who is looking for a new challenge within a human-size company.
THE ROLE:
- Develop and implement quarterly plans to ensure that team goals and objectives are met
- Maintain awareness of broader departmental deliverables (e.g. Investor Services) to ensure the team prioritises deliverables appropriately
- Review documentation linked to client account opening/closure/maintenance, specific to AML requirements and established procedures
- Perform quality checks on physical and soft copy investor files, researching, as needed, to understand investor type, company structures, etc. Investigate and resolve potential issues
- Review, approve and provide sign-off on the AML status of investor accounts
- Perform quality control checks and approval on client correspondence
- Sign off on client reporting of outstanding AML documentation and ensure the accurate and timely delivery to clients
- Identify and escalate high risk items to the management, within required deadlines, where necessary
- Coordinate with the MLRO to ensure its satisfaction with regulatory obligations
- Maintain a positive working relationship with external clients, as well as internal relationship managers and other functional teams and business units within the company
- Share AML expertise with clients and colleagues, and act as a reference point for complex queries
- Train, coach and mentor new employees, developing and motivating staff
- Review audit samples and liaise with auditors and Risk Management
- Attend and participate in regular team meetings
- Complete ad hoc projects/tasks, as needed/assigned
THE CANDIDATE PROFILE:
- 3 + years’ AML experience in the Financial Services Industry (preferably in the investment fund industry and its regulatory framework)
- Knowledge of compliance and regulation within the Investment (Financial) Services Industry in Luxembourg
- In-depth understanding of Luxembourg Anti-Money Laundering requirements
- Very strong risk awareness (preferably EU/Luxembourg legislation driving AML regulations)
- Ability to independently manage multiple projects and deadlines to meet strict deadlines, prioritizing work and maximizing efficiencies to manage time
- Fluency in English language, with strong verbal and written communication skills
- P.C. proficiency, particularly with Microsoft Excel and Word
THE CLIENT:
Our client is a leading global provider of asset management and investment technology solutions. The client offers an international environment, stability, an office in the city centre and a competitive salary.
At the final stages of the recruitment process, the successful candidate can be asked to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.
