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SENIOR COMPLIANCE OFFICER (M/F)

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  • Job Title: SENIOR COMPLIANCE OFFICER (M/F)
  • Contract Type: Permanent
  • Location: Luxembourg
  • Salary: Market related
  • Start Date: 19-12-2024
  • Reference: JO0000005140
  • Contact Name: Maria Diacenco
  • Contact Email: maria.diacenco@dorecruit.com
  • Job published: 19 décembre 2024

SENIOR COMPLIANCE OFFICER (M/F)
DO Recruitment is delighted to assist this prestigious asset manager in the recruitment of a Compliance Officer who will report to the Head of Compliance based in Luxembourg. This role will primarily focus on Financial Crime Compliance in Luxembourg and (UK).

RESPONSABILITIES:

  • Ensure compliance with local and international financial crime regulations, including AML, CFT, sanctions, and anti-bribery laws, with specific expertise in Luxembourg and UK regulatory landscapes.
  • Provide expert advisory to the business on compliance risks and obligations, ensuring alignment with CSSF (Luxembourg) and FCA (UK) expectations.
  • Monitor regulatory developments, ensuring policies and procedures reflect current and
  • upcoming requirements in both jurisdictions.
  • Conduct periodic compliance reviews and testing to ensure the effectiveness of Financial Crime.
  • Compliance (FCC) controls, providing recommendations for enhancements where needed.
  • Assist in preparing compliance reports for senior management, risk committees, boards, and regulators.
  • Assist in support regulatory inspections, audits, and due diligence processes.
  • Conduct screening of clients, counterparties, and transactions using tools such as World-Check
  • Provide sign off for new private market investments, institutional client relationships as well as sub-distribution due diligence reviews.
  • Assist in maintaining and optimise screening configurations to reduce false positives while ensuring effective risk coverage.
  • Assist in performing periodic quality assurance reviews of screening processes to enhance operational efficiency and compliance outcomes.

PROFILE:

  • 4-5 years of experience in a compliance role in a management company,
  • A keen interest in financial services and Financial Crime Compliance,
  • A good understanding of both the Luxembourg and UK investment funds world,
  • Experience in Financial Crime Compliance (asset manager experience seen as a positive
  • advantage),
  • A baseline understanding of OEIC and UCITS funds (incl. the underlying regulations that impact
  • them),
  • Excellent command of the English language (German, French and Dutch considered a
  • positive advantage),
  • The ability to build and maintain meaningful relationships,
  • A strong belief in doing the right thing,
  • Ability to recognise and embrace change,
  • Ability to analyse, interpret and assimilate information.

CLIENT:
Our client is an international asset management company, based in the city center.

At the final stages of the recruitment process, the successful candidate can be asked to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.
 

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ATTENTION

SCAM USING DO RECRUITMENT ADVISORS
DO NOT GIVE ANY PERSONAL INFORMATION TO THESE INDIVIDUALS.

Please pay attention, there are scam artists claiming to work for DO Recruitment Advisors in Luxembourg. Two have identified themselves as Yubin and Gabriel. They do not work for us. We suspect they might also be using other names.

They are contacting people directly on Telegram. Please ensure that you block these individuals. We apologise with regard to this and please be vigilant.

With best wishes,

The DO Recruitment Team

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